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stumpylogandClaude Sonnet 5.5 b4fed8b36c Performance: use small vec0 chunks and larger pages for the LLM index
The vec0 default of 1024 rows per vector chunk makes each chunk a
multi-megabyte blob. On spinning disks, indexing a document took about
2.5 seconds and re-indexing one about 13 seconds. With 32 rows per
chunk the same operations take about 35 and 180 milliseconds, with the
write-ahead log a third of the size and no cost in query speed or file
size.

Pair that with 64 KiB SQLite pages, which made cold scans about 35%
faster and warm ones about 45% faster at no write cost once the chunks
are small. The page size is set before the file enters WAL mode, so it
applies to new files.

Neither setting changes the schema or any query, so there is no
migration. An existing index picks up both the next time it is rebuilt
through compact or rebuild.

Co-Authored-By: Claude Sonnet 5.5 <noreply@anthropic.com>
Claude-Session: https://claude.ai/code/session_01SRX1rCtSx62vSDaiFuBFCM
2026-10-30 19:06:20 -07:00
7 changed files with 205 additions and 132 deletions

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+5 -23
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@@ -20,18 +20,7 @@ OCR_LEADER_REGEX = re.compile(r"[._\-\u00b7]{4,}")
HORIZONTAL_WHITESPACE_REGEX = re.compile(r"[ \t\u00a0]+")
def get_embedding_model(
config: AIConfig,
*,
refresh: bool = False,
) -> "BaseEmbedding":
"""Build the configured embedding model.
For the Hugging Face backend, a model already in the local cache is loaded
without contacting the Hub, which saves seconds per call. ``refresh=True``
checks the Hub for a newer revision first; index rebuilds use it so a new
model release is picked up together with re-embedding every document.
"""
def get_embedding_model(config: AIConfig) -> "BaseEmbedding":
match config.llm_embedding_backend:
case LLMEmbeddingBackend.OPENAI_LIKE:
from llama_index.embeddings.openai_like import OpenAILikeEmbedding
@@ -63,18 +52,11 @@ def get_embedding_model(
case LLMEmbeddingBackend.HUGGINGFACE:
from llama_index.embeddings.huggingface import HuggingFaceEmbedding
hf_kwargs = {
"model_name": config.llm_embedding_model
return HuggingFaceEmbedding(
model_name=config.llm_embedding_model
or "sentence-transformers/all-MiniLM-L6-v2",
"cache_folder": str(settings.DATA_DIR / "hf_cache"),
}
if refresh:
return HuggingFaceEmbedding(**hf_kwargs)
try:
return HuggingFaceEmbedding(**hf_kwargs, local_files_only=True)
except OSError:
# Not cached yet, download it
return HuggingFaceEmbedding(**hf_kwargs)
cache_folder=str(settings.DATA_DIR / "hf_cache"),
)
case LLMEmbeddingBackend.OLLAMA:
from llama_index.embeddings.ollama import OllamaEmbedding
from ollama import AsyncClient
+1 -1
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@@ -470,7 +470,7 @@ def update_llm_index(
logger.warning("No documents found to index.")
chunk_size = config.llm_embedding_chunk_size
embed_model = get_embedding_model(config, refresh=rebuild)
embed_model = get_embedding_model(config)
with write_store(embed_model_name=model_name) as store:
if rebuild or not store.table_exists():
-1
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@@ -167,7 +167,6 @@ def test_get_embedding_model_huggingface(mock_ai_config):
MockHuggingFaceEmbedding.assert_called_once_with(
model_name="sentence-transformers/all-MiniLM-L6-v2",
cache_folder=str(settings.DATA_DIR / "hf_cache"),
local_files_only=True,
)
assert model == MockHuggingFaceEmbedding.return_value
@@ -1,106 +0,0 @@
from pathlib import Path
from unittest.mock import MagicMock
from unittest.mock import call
from unittest.mock import patch
import pytest
import pytest_mock
from django.conf import settings
from paperless.models import LLMEmbeddingBackend
from paperless_ai import indexing
from paperless_ai.embedding import get_embedding_model
from paperless_ai.tests.conftest import FakeEmbedding
from paperless_testing.factories import DocumentFactory
MODEL = "sentence-transformers/all-MiniLM-L6-v2"
CACHE = str(settings.DATA_DIR / "hf_cache")
@pytest.fixture
def hf_config() -> MagicMock:
config = MagicMock()
config.llm_embedding_backend = LLMEmbeddingBackend.HUGGINGFACE
config.llm_embedding_model = MODEL
return config
@pytest.fixture
def hf_embedding(mocker: pytest_mock.MockerFixture) -> MagicMock:
return mocker.patch("llama_index.embeddings.huggingface.HuggingFaceEmbedding")
class TestHuggingFaceLocalFirst:
def test_uses_cached_model_without_hub(
self,
hf_config: MagicMock,
hf_embedding: MagicMock,
) -> None:
model = get_embedding_model(hf_config)
hf_embedding.assert_called_once_with(
model_name=MODEL,
cache_folder=CACHE,
local_files_only=True,
)
assert model is hf_embedding.return_value
def test_downloads_when_not_cached(
self,
hf_config: MagicMock,
hf_embedding: MagicMock,
) -> None:
downloaded = MagicMock()
hf_embedding.side_effect = [OSError("not cached"), downloaded]
model = get_embedding_model(hf_config)
assert hf_embedding.call_args_list == [
call(model_name=MODEL, cache_folder=CACHE, local_files_only=True),
call(model_name=MODEL, cache_folder=CACHE),
]
assert model is downloaded
def test_refresh_checks_the_hub(
self,
hf_config: MagicMock,
hf_embedding: MagicMock,
) -> None:
get_embedding_model(hf_config, refresh=True)
hf_embedding.assert_called_once_with(model_name=MODEL, cache_folder=CACHE)
@pytest.mark.django_db
class TestIndexUpdateRefresh:
@pytest.fixture(autouse=True)
def _index_inputs(self, temp_llm_index_dir: Path) -> None:
DocumentFactory.create()
def _update(self, mock_embed_model: FakeEmbedding, *, rebuild: bool) -> MagicMock:
mock_config = MagicMock()
mock_config.llm_embedding_chunk_size = 512
with (
patch("paperless_ai.indexing.AIConfig", return_value=mock_config),
patch("paperless_ai.indexing.build_document_node", return_value=[]),
patch(
"paperless_ai.indexing.get_embedding_model",
return_value=mock_embed_model,
) as get_model,
):
indexing.update_llm_index(rebuild=rebuild)
get_model.assert_called_once()
return get_model
def test_rebuild_refreshes(self, mock_embed_model: FakeEmbedding) -> None:
get_model = self._update(mock_embed_model, rebuild=True)
assert get_model.call_args.kwargs == {"refresh": True}
def test_incremental_update_stays_local(
self,
mock_embed_model: FakeEmbedding,
) -> None:
get_model = self._update(mock_embed_model, rebuild=False)
assert get_model.call_args.kwargs == {"refresh": False}
@@ -0,0 +1,93 @@
import sqlite3
from collections.abc import Generator
from pathlib import Path
from unittest.mock import patch
import pytest
from llama_index.core.schema import TextNode
from paperless_ai.tables import DocumentChunksTable
from paperless_ai.vector_store import DB_FILENAME
from paperless_ai.vector_store import DEFAULT_TABLE_NAME
from paperless_ai.vector_store import VEC0_CHUNK_SIZE
from paperless_ai.vector_store import PaperlessSqliteVecVectorStore
DIM = 16
def make_node(node_id: str, document_id: int) -> TextNode:
node = TextNode(
id_=node_id,
text="some text",
metadata={"document_id": document_id, "modified": "2026-06-10T00:00:00"},
)
node.relationships = {}
node.embedding = [document_id + i / 100 for i in range(DIM)]
return node
def vec_table_sql(db_path: Path) -> str:
conn = sqlite3.connect(db_path)
try:
return conn.execute(
"SELECT sql FROM sqlite_master WHERE name = ?",
(DEFAULT_TABLE_NAME,),
).fetchone()[0]
finally:
conn.close()
def create_legacy_vec_table(conn: sqlite3.Connection, dim: int) -> None:
"""The table definition from before chunk_size was set explicitly."""
conn.execute(
f"CREATE VIRTUAL TABLE {DEFAULT_TABLE_NAME} USING vec0("
"id TEXT PRIMARY KEY, document_id INTEGER, +node_content TEXT, "
f"embedding float[{dim}] distance_metric=cosine)",
)
@pytest.fixture
def store(tmp_path: Path) -> Generator[PaperlessSqliteVecVectorStore, None, None]:
with PaperlessSqliteVecVectorStore(uri=str(tmp_path)) as store:
yield store
class TestVecChunkSize:
def test_new_table_uses_configured_chunk_size(
self,
store: PaperlessSqliteVecVectorStore,
tmp_path: Path,
) -> None:
"""
GIVEN an empty store
WHEN the first document is indexed and the vec0 table is created
THEN the table definition carries the configured chunk size
"""
store.upsert_document(1, [make_node("1-a", 1)])
assert f"chunk_size={VEC0_CHUNK_SIZE}" in vec_table_sql(tmp_path / DB_FILENAME)
def test_compact_moves_legacy_table_to_configured_chunk_size(
self,
store: PaperlessSqliteVecVectorStore,
tmp_path: Path,
) -> None:
"""
GIVEN an index whose vec0 table was created with the default chunk size
WHEN the index is compacted
THEN the rebuilt table uses the configured chunk size
AND no indexed chunks are lost
"""
with patch.object(
PaperlessSqliteVecVectorStore,
"_create_vec_table",
staticmethod(create_legacy_vec_table),
):
store.upsert_document(1, [make_node("1-a", 1), make_node("1-b", 1)])
store.upsert_document(2, [make_node("2-a", 2)])
assert "chunk_size" not in vec_table_sql(tmp_path / DB_FILENAME)
store.compact(force=True)
assert f"chunk_size={VEC0_CHUNK_SIZE}" in vec_table_sql(tmp_path / DB_FILENAME)
assert DocumentChunksTable.count(store.client) == 3
@@ -0,0 +1,89 @@
import sqlite3
from collections.abc import Generator
from pathlib import Path
import pytest
from llama_index.core.schema import TextNode
from paperless_ai.tables import DocumentChunksTable
from paperless_ai.vector_store import DB_FILENAME
from paperless_ai.vector_store import DB_PAGE_SIZE
from paperless_ai.vector_store import PaperlessSqliteVecVectorStore
DIM = 16
LEGACY_PAGE_SIZE = 4096
def make_node(node_id: str, document_id: int) -> TextNode:
node = TextNode(
id_=node_id,
text="some text",
metadata={"document_id": document_id, "modified": "2026-06-10T00:00:00"},
)
node.relationships = {}
node.embedding = [document_id + i / 100 for i in range(DIM)]
return node
def page_size_of(db_path: Path) -> int:
conn = sqlite3.connect(db_path)
try:
return conn.execute("PRAGMA page_size").fetchone()[0]
finally:
conn.close()
@pytest.fixture
def legacy_page_size_db(tmp_path: Path) -> Path:
"""An existing index file created before the page size was set."""
db_path = tmp_path / DB_FILENAME
conn = sqlite3.connect(db_path)
conn.execute(f"PRAGMA page_size={LEGACY_PAGE_SIZE}")
conn.execute("CREATE TABLE _seed(x)")
conn.execute("DROP TABLE _seed")
conn.close()
assert page_size_of(db_path) == LEGACY_PAGE_SIZE
return db_path
@pytest.fixture
def store(tmp_path: Path) -> Generator[PaperlessSqliteVecVectorStore, None, None]:
with PaperlessSqliteVecVectorStore(uri=str(tmp_path)) as store:
yield store
class TestIndexPageSize:
def test_new_index_file_uses_configured_page_size(
self,
store: PaperlessSqliteVecVectorStore,
tmp_path: Path,
) -> None:
"""
GIVEN no existing index file
WHEN a store is opened and a document is indexed
THEN the database file uses the configured page size
"""
store.upsert_document(1, [make_node("1-a", 1)])
assert page_size_of(tmp_path / DB_FILENAME) == DB_PAGE_SIZE
def test_compact_moves_legacy_file_to_configured_page_size(
self,
legacy_page_size_db: Path,
) -> None:
"""
GIVEN an existing index file created with a different page size
WHEN the index is compacted
THEN the rebuilt file uses the configured page size
AND no indexed chunks are lost
"""
with PaperlessSqliteVecVectorStore(
uri=str(legacy_page_size_db.parent),
) as store:
store.upsert_document(1, [make_node("1-a", 1), make_node("1-b", 1)])
assert page_size_of(legacy_page_size_db) == LEGACY_PAGE_SIZE
store.compact(force=True)
assert page_size_of(legacy_page_size_db) == DB_PAGE_SIZE
assert DocumentChunksTable.count(store.client) == 2
+17 -1
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@@ -47,6 +47,20 @@ SCHEMA_VERSION = 2
# a rebuild copies the live rows into a fresh table.
COMPACT_BLOAT_RATIO = 2.0
# Rows per vec0 vector chunk (vec0's default is 1024, which makes each chunk a
# multi-megabyte blob). On spinning disks, inserts and re-indexing were dozens
# of times faster with small chunks, at no cost in query speed or file size.
# Only applies to tables created from here on; an existing index picks it up
# the next time it is rebuilt (compact or rebuild).
VEC0_CHUNK_SIZE = 32
# SQLite page size for the index file, in bytes. With the small vec0 chunks above,
# 64 KiB pages made cold scans about 35% faster and warm ones about 45% faster,
# at the cost of a larger write-ahead log (up to about 70 MB). Only takes effect
# on a newly created file, so like the chunk size it reaches an existing index
# when it is rebuilt.
DB_PAGE_SIZE = 65536
# Number of rows fetched/copied per batch whenever this module streams rows
# instead of materializing them all at once, keeping memory bounded regardless
# of index size -- used by compact()'s rebuild, m0001_v1_to_v2's migration
@@ -222,6 +236,7 @@ class PaperlessSqliteVecVectorStore(BasePydanticVectorStore):
conn.enable_load_extension(True) # noqa: FBT003
sqlite_vec.load(conn)
conn.enable_load_extension(False) # noqa: FBT003
conn.execute(f"PRAGMA page_size={DB_PAGE_SIZE}")
conn.execute("PRAGMA journal_mode=WAL")
conn.execute("PRAGMA synchronous=NORMAL")
IndexMetaTable.create(conn)
@@ -329,7 +344,8 @@ class PaperlessSqliteVecVectorStore(BasePydanticVectorStore):
+ " +node_content TEXT,"
+ " embedding float["
+ str(int(dim))
+ "] distance_metric=cosine"
+ "] distance_metric=cosine, chunk_size="
+ str(VEC0_CHUNK_SIZE)
+ ")",
)