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reverse-engineering-anything/docs/esp-flash-image.md
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Entrpi e6d0618979 feat(artifacts): inventory and extract ESP flash layouts (#8228)
* feat(artifacts): inventory and extract ESP32 firmware images

ESP32-family app and bootloader images (magic 0xE9) had no reader, so
open_binary refused OTA downloads, app partitions and bootloaders.

Add the esp-image container format behind inspect_artifact and
extract_artifact. A pure decoder reads each byte once and keeps only
fixed-size fields. Derived facts cover the chip, from a table cited to
ESP-IDF v6.1; segment classification as ESP-IDF's should_map and
should_load; checksum and appended SHA-256 results; app and bootloader
descriptors; Secure Boot v2 signature blocks, observed and unverified;
and undescribed trailing byte ranges. Truncation and undescribed bytes
make coverage unknown. ESP8266 images are refused with a specific
reason, and ciphertext stays unrecognized.

Add the format to every target, Evidence, snapshot, live-summary and
artifact vocabulary, document it, and add an optional verify:esp-images
lane that compares esptool-built images with esptool image-info and
espsecure signature-info-v2.

Refs #3615

* test(artifacts): run the ESP image lane on esptool v5.6.0

The lane compared descriptor fields only when esptool image-info printed
one, so a descriptor that REA reports and esptool does not print passed
without comparison. Compare the descriptor kind in both directions.

Record that the lane passed for all 13 images with esptool and espsecure
v5.6.0, the version the layout facts cite, as well as with 4.12.0.

* refactor(artifacts): define ESP image layout sizes once

The decoder and the derived facts each defined the segment-header,
appended-digest and flash-sector sizes, the erased-byte scan and the
offset formatter. Define them once with the other fixed-layout structures
and import them in both places. The signature slot count is the one
constant that drives the slot scan.

Correct the observedEnd comment: it is the end of the last chunk read.

* fix(artifacts): report ESP-IDF's segment length limit by chip

ESP-IDF's verify_segment_header rejects a segment of 16 MiB or more
unless the chip maps flash through 32-bit cache addresses
(SOC_SPI_MEM_SUPPORT_CACHE_32BIT_ADDR_MAP: ESP32-S3, P4, C5, C61, H4 and
S31 in v6.1). Record that capability in the chip table and add a
limitation for such segments; unknown chips get none.

`loaded` repeats should_load. It does not mean the bootloader accepts the
segment: verify_load_addresses still rejects one outside the chip's RAM,
which REA does not model. Say so in the docs, the skill reference and the
inventory limitation.

* test(artifacts): check ESP lane tools first and verify extraction

The lane started work before checking its tools, so a missing RISC-V
target, ld.lld, esptool or espsecure surfaced as a raw spawn or command
error. Check each one before building and name the variable to set. Warn
when esptool is not v5.6.0, the release the layout facts cite.

Assert each segment's class for the ESP32-C3 app, its variants and the
bootloader, as the Xtensa image already did. Extract the app and the
signed image through the CLI and compare every file with the bytes at
esptool's segment offsets or in the appended signature sector; the
source's SHA-256 must be unchanged and equal the reported root_sha256.

* docs(artifacts): state what the ESP image lane does not establish

The Verification section listed the lane's checks but not its gaps: only
ESP32-C3 and ESP32 images come from a real producer, no real project
build, OTA download or flash dump is inspected, no signature is verified,
and the lane does not run in CI.

Record the timing of the final lane run on esptool v5.6.0.

* fix(artifacts): compare ESP segment declarations

Segment entries hash only their data, so compare_artifacts reported a
segment that moved to another load address with the same bytes as
unchanged; only the image itself changed. Compare each segment's
load_addr and data_len as its declaration, as Node SEA and PyInstaller
members are compared, and count a changed declaration as a metadata
change, also when content is unavailable.

Header offsets are layout and the classification is derived, so neither
is compared.

* test(artifacts): run ESP lane commands as owned process trees

The lane ran its tools through execFile. A timeout killed only the direct
child, so a linker or assembler that Clang or GCC had started could keep
running while the lane removed its workspace. Run every command through
createVerifierCommands, check the tools inside withVerifierCleanup, and
remove the workspace only after commands.close() has stopped every tree;
a failed close keeps the workspace.

Only a nonzero exit now counts as a refusal or an expected esptool
failure; timeouts and spawn failures propagate. Supervising each command
roughly doubles the lane's run time.

* test(artifacts): cancel ESP decoding after its first decoded chunk

The cancellation test requested cancel or close on setImmediate, which
can land while the file is still being opened and checked, so it never
showed that decoding had started. It also passed against a reader that
ignored both requests while decoding. Acknowledge the decoder's first
chunk, then cancel or close, join the operation, and assert that no
later chunk reaches the decoder and that the reader ends closed.

* docs(artifacts): record which ESP metadata comparison ignores

Segments are compared by their declaration. The image's and the
signature blocks' format_metadata are not: every field comes from their
own bytes, which content comparison already covers, and a block's
image_digest_matches follows the image's content.

* feat(artifacts): inventory and extract ESP flash layouts

A whole-flash dump of an ESP32-family chip was read as its bootloader
image, with the partition table, apps and data left as undescribed bytes,
or refused when it began with erased flash. Read it as an esp-flash-image
container instead.

The partition table is decoded as esp_partition_table_verify accepts it
and is found at the caller's partition_table_offset, at the default
0x8000, or by scanning 0x1000-aligned sectors for a table whose MD5
verifies, which the inventory reports as derived. The bootloader is
located at its chip's ROM bootloader offset. Each partition is an entry
with its declaration in flat format_metadata; the bootloader and app
partitions carry ESP image facts from the existing streaming decoder; the
otadata records are reported with a selection derived without rollback or
anti-rollback, and the running partition stays unknown. One unreadable
partition does not hide the others, and extraction writes every partition,
nvs_keys included, as ordinary data.

Flash layouts are detected before single ESP images. The scan runs only
when an ESP image sits at a ROM bootloader offset, and is refused when a
bootloader at another chip's offset shows that the dump does not start at
flash address 0. open_binary gains flash_offset and partition_table_offset,
which require format esp-flash-image and are part of the snapshot target
identity; the CLI takes them with --target-format esp-flash-image.
Comparison treats a partition's label, type, subtype, range and flags as
its declaration.

* test(artifacts): verify ESP flash layouts with gen_esp32part, merge-bin and otatool

Add the optional verify:esp-flash lane. It builds default and relocated
partition tables with ESP-IDF's gen_esp32part.py, assembles dumps with
esptool merge-bin, including one written from flash 0x1000, and writes
OTA records with otatool through flash_file_tool.py, which replaces
parttool's esptool calls with reads and writes of the dump file.

It compares REA's bootloader and app facts with esptool image-info, every
partition with gen_esp32part.py's decoding of the extracted table, and the
OTA records and derived slot with otatool read_otadata after each switch.
It also checks extracted bytes and source integrity, the scan and caller
table offsets, flash_offset on the 0x1000 dump, a corrupted app beside
valid partitions and a truncated dump. ESP32 linker scripts place the
conformance bootloader and app in ESP32 address ranges.

* fix(artifacts): read ESP flash layouts as the bootloader does

Read the partition table as bootloader_utility_load_partition_table
does: the last factory, otadata and same-subtype OTA declaration wins,
and a limitation names repeats. Plan each otadata record within its
partition and the dump. An otadata partition smaller than two sectors
selects none, the bootloader's INVALID_INDEX; a record the dump lacks
leaves the selection unknown while the other record stays reported. The
fallbacks follow the bootloader's indexes: ota_0-fallback and
factory-fallback name no partition when the table declares none, and the
assumptions add GPIO holds and deep-sleep wake.

Refuse a dump whose bootloader contradicts its origin before the default
table offset is tried, whether flash_offset was omitted or given, and keep
the ESP image reader's ESP8266 refusal. A table never lies inside the
located bootloader image, so single app images are no longer scanned. An
explicit esp-flash-image selection is decided before other container
signatures, and the native commands' --target-format no longer takes it.
Say when no bootloader confirms the default origin.

Exempt the primary bootloader and partition_table entries of ESP-IDF 5.3
from placement limits, report every region inside a longer one, and name
partitions by index when labels repeat ignoring case. Keep an undecodable
label's bytes in label_hex and compare them. Word undescribed ranges as
starting at a byte that is not erased, and treat a short erased region as
erased.

Add an MCP compare_artifacts test for partition declarations, reader
identity and close tests, scan edge cases, the 0x2000 ROM offset and a
literal otatool CRC.

* test(artifacts): verify ESP primary layout entries and the otadata fallback

Build a table with the primary bootloader and partition_table entries
that gen_esp32part.py fills from --primary-bootloader-offset, and check
that REA reads it with complete coverage, no overlap or misplacement
limitation, and a table that agrees with gen_esp32part's decoding. Erase
the otadata with otatool after the slot switches and check the records
against read_otadata and the factory fallback.

* fix(artifacts): keep ESP flash coverage complete for a dump cut short

An esptool merge-bin dump ends after the last part it wrote, usually inside
its last partition. Such a partition made the layout's coverage unknown, so
artifact comparison of two merge-bin dumps reported every unchanged
partition as unknown.

The partition table names every partition whatever the file's length, so a
partition cut short or left out by the end of the file hides no entry. As
the ESP image reader does for a cut-short segment, its entry holds the bytes
the file has and an entry limitation gives the declared size; a partition
with no bytes stays in partitions_outside_dump. Coverage stays complete
unless undescribed bytes remain or no bootloader is located. An MCP
compare_artifacts test of two dumps that end inside ota_0 now classifies
every partition, and fails on the old rule.

* fix(artifacts): report written bytes in ESP partitions, erased slots included

An app slot is erased for ESP-IDF's bootloader when its image header bytes
are erased flash, and REA reported only that status. A slot can still hold
data further in: a dump read from a device held a complete older app image
1 MiB into an OTA slot reported as erased, with no limitation.

Each partition entry now records where the bytes the dump holds are
written, relative to the partition: written_offset, the first byte that is
not 0xFF, written_end, just past the last, and written_bytes, how many are
not 0xFF. They are null for a partition outside the dump. The status stays
erased, which is the bootloader's view, and a limitation names an erased
app slot that holds written bytes and says they are not read as an image.
The reader reads every partition byte once more to find them.

* fix(artifacts): derive the ESP boot selection for every partition table

The boot selection lived inside otadata, so a table without an otadata
partition, the common factory-only layout, had none. ESP-IDF's
bootloader_utility_get_selected_boot_partition returns the factory index
when the table declares no otadata partition.

Move it to a top-level boot_selection that every layout has. Its basis
names the bootloader's branch: otadata, factory-fallback and ota_0-fallback
from the records, no-otadata for a table without otadata, none for the
bootloader's INVALID_INDEX, and unknown when the dump lacks a record the
bootloader reads, which replaces the null selection. running_partition
moves with it, and otadata keeps its partition index and records. The
assumptions name what each branch leaves out: no records assumption
without otadata, and none for none or unknown. The real-tool lane checks
no-otadata on a table gen_esp32part built without otadata.

* fix(artifacts): say when an ESP image is a flash dump read from 0x1000

An ESP32 dump read from flash 0x1000, as read-flash 0x1000 or merge-bin
--target-offset 0x1000 writes it, opened automatically as its bootloader
image with a megabyte of undescribed bytes and no next probe. The flash
reader refuses that origin, but nothing told an agent which flash_offset to
pass.

espFlashDumpOrigin owns the inference: an image of a chip whose ROM loads
the bootloader from flash R, at file offset F, is the bootloader of a dump
read from R - F when a partition table sits where that origin puts 0x8000.
The ESP image reader asks it for a non-app image at file offset 0, so the
result does not depend on how the reader was created, and records
flash_dump {flash_offset, table_file_offset}, null otherwise, with a
limitation that says to reopen the file as esp-flash-image with that
flash_offset. inspect_artifact proposes the same open_binary call as a next
probe, and the flash reader's misplaced-origin refusal names the offset.

* perf(artifacts): summarize nested ESP images in the flash layout summary view

The summary view returned an ESP flash layout's root facts whole, so each
app partition and the bootloader carried every segment and signature
block, about half of a dump's summary.

The summary view now gives each nested image a summary instead of its
facts: status, chip, entry point, segment count, load ranges (each mapped,
loaded or unclassified segment's address and declared length), the
checksum and appended SHA-256 statuses, coverage and limitations. Complete
detail keeps the full facts, every segment included, and the retained
Evidence is unchanged. On a 16 MiB device dump the summary's root falls
from 5,141 to 2,657 bytes, and the summary Evidence from 10,038 to 7,554.

* test(artifacts): expect the misplaced image the ESP bootloader search reports

8a748d3cc added misplacedImage to the bootloader search, which the
locator uses to name the origin a misplaced bootloader implies, but one
test still compared the search result without it. Expect the image's
chip and file offset, and no image for an unknown chip.

* fix(artifacts): give every ESP partition from the dump's start an entry

After ecbc1a772 kept coverage complete for a dump cut short, a partition
wholly past the end of the file still had no entry, only a
partitions_outside_dump row. Comparing a merge-bin dump with a full device
read then reported that partition as added or removed, as if one table
did not declare it.

Every partition from the dump's first byte on is now an entry holding the
bytes the file has: none for one past the end, with a limitation saying
the file holds none of its bytes, no image facts and null written fields.
partitions_outside_dump keeps only partitions that begin before the dump's
first byte, and coverage is unknown when one does, since it has no entry.
Two dumps that lack the same partition now compare it as unchanged, and a
dump against a longer one reports the partition as changed; an MCP test
of a merge-bin dump against a full one checks that no path is added or
removed.

Unlike the ESP image reader, which marks a truncated image's coverage
unknown because later segments and signature blocks may be hidden, the
flash reader can list every partition from the table whatever the file's
length; only the entry limitation follows the image reader.

* fix(artifacts): select no ESP app from a partition table the bootloader rejects

boot_selection followed bootloader_utility_get_selected_boot_partition but
not the table check before it. For a table whose MD5 does not match, or
that has a second MD5 entry, esp_partition_table_verify fails, the
bootloader selects no app and resets. REA still derived a slot from the
otadata records, although the table's own limitation said the bootloader
rejects it.

The selection now has basis none, with no assumptions, for a table the
decoder marks invalid. It also follows two more branches of the
bootloader: an otadata partition at offset 0, which the bootloader takes
for none, selects the factory index as no-otadata, and a table without an
OTA app selects its fallback even when the dump lacks a record, since the
bootloader then ignores the records.

The bootloader also rejects a table whose partitions end past the flash
size in its header. REA does not model that check; the format guide says
so.

* fix(artifacts): require the ESP dump origin's table to follow the image

espFlashDumpOrigin named a later flash origin whenever a partition table
decoded where that origin puts 0x8000. Bytes inside the image's own
segments could be read that way, so an ESP32 bootloader whose segment data
held table-shaped bytes at file offset 0x7000 was reported as a dump read
from 0x1000.

The table must now start at or after the image's end, the rule the locator
already applies to the default table. The ESP image reader passes the
image_end it decoded, or the file size for a truncated image; the flash
reader's refusal passes the end of the misplaced image's segments. The
bootloader search drops its misplaced flag, which only restated
misplacedImage, and the next probe formats offsets with offsetText.

Reader tests cover the 0x1000 and 0x2000 ROM offsets, a standalone
bootloader, bytes that begin like a table, an app with a table at 0x7000
and a table inside a segment; without the boundary check, three of them
fail.

* fix(artifacts): give the ESP flash summary its own kind and each image's identity

The summary view's ESP flash root kept kind esp-flash-image, so a consumer
bound to kind could not tell an image's summary from its full facts, and
the advertised schema held two objects with the same kind const. It is now
esp-flash-image-summary.

The per-image summary also dropped the descriptor, which is what tells two
app slots apart, and named each image only by its partition index, which
the summary view, having no entry rows, could not resolve. Each nested
image now carries its entry path from the layout plan, in both views. The
summary adds the descriptor kind with its identifying fields (an app's
project_name, version, idf_ver, secure_version and app_elf_sha256; a
bootloader's version, idf_ver and secure_version), the signature block
count and each load range's classification. Its enums and fields derive
from the schemas that own them.

An MCP test reads a dump with an app in ota_0 and an erased ota_1 that
holds older bytes: it checks both summaries, that the summary's inventory
Evidence is the one the complete view returns with full facts, and the
erased slot's written range.

* test(artifacts): cover cancel and close during the ESP written-bytes scan

The written-bytes pass reads every byte of each partition the dump holds,
checking that the reader is open before each chunk, but only app decoding
had a cancellation and close test. A data partition, which only that pass
reads, now holds 9 MiB; once the scan has examined its first chunk, a
cancel rejects preparation with the caller's reason and a close with
unavailable, and the scan examines no further chunk.

The erased-slot test now asserts the whole set of erased-slot limitations,
so factory, ota_0 and nvs, which the bootloader reads or which are not app
slots, are shown to have none.

* docs(artifacts): re-time the ESP flash lane and state only observed causes

The lane ran again after its assertions changed; both esptool runs passed,
and the timed run's figures replace the earlier ones. The erased-slot
paragraph no longer names a cause for the older bytes, which REA cannot
observe, and the skill reference states that every table has a
boot_selection in its own sentence, with the none basis for a table the
bootloader rejects.

* fix(artifacts): retire ESP flash members as the ESP image reader does

#7498's maintainer commits made the ESP image reader keep a member owned
until its consumer closes it, retire fully buffered bytes when
cancellation arrives after production, and refuse to finish an inventory
paused across close. The ESP flash reader was copied from the earlier
reader. Main's shared stored-member lifecycle cases failed two of eight
against it: a paused inventory completed after close, and buffered member
bytes stayed readable after cancellation.

Give the flash reader the same lifecycle and run the shared cases against
it.

* docs(artifacts): re-time the ESP flash lane after merging main

The lane passed again with esptool v5.6.0 and 4.12.0 on the merge of upstream main. Record the v5.6.0 run's time and peak resident set.

* fix(artifacts): read ESP image Evidence recorded before flash_dump

The flash layout work made `flash_dump` a required field of the
`esp-image` root metadata. Evidence recorded before it has no such
field, so newer REA rejected records that were valid when they were
made: `compare_artifacts` and `inspect_analysis_view` reported
`evidence_integrity_mismatch` for them.

The field is now optional when read. A record without it parses as it
is, so the graph digest it commits to still matches; nothing fills the
field in. The image reader still writes it for every image, and the
inspection probe reads a missing field as no hint.

A regression test recommits an image inventory without the field and
passes it inline to `compare_artifacts` and `inspect_analysis_view`.
Against a server built with the required field, `compare_artifacts`
rejects it.

* fix(artifacts): stop the ESP flash gap scan when the reader closes

The scan for the first written byte in each undescribed gap checked
only the caller's signal. `close()` marks the reader closed and waits
for preparation, so it waited while the rest of a long erased gap was
read.

The gap scan now takes the reader's open check, as the written-bytes
scan and the image decoder do, and checks it before each chunk. Tests
cancel or close the reader after the scan's first chunk of a 9 MiB
erased gap and confirm that no later chunk is examined.

* fix(artifacts): name ESP partitions with Windows device labels by index

The safe-label rule accepted labels such as `NUL`, `con` or `COM1`, so
extraction wrote `partitions/NUL.bin`. Windows reserves those names
before any extension, and ordinary Windows tools cannot use such a
file.

A label that is a Windows device name (`CON`, `PRN`, `AUX`, `NUL`,
`COM0`-`COM9` and `LPT0`-`LPT9`, any case, alone or before a dot) now
takes the existing index fallback. The partition metadata and the
entry's source path keep the label.

* fix(artifacts): read ESP flash partitions' written bytes in one pass

Each partition got its own scan of the bytes the dump holds, so
partitions declared over the same bytes read them again and again.
Overlaps only add limitations, so a crafted table reached this normally:
94 overlapping partitions over a 32 MiB dump would examine about 3 GiB
before the first entry.

The reader now reads the bytes the partitions cover once. Partition
boundaries cut them into segments; one pass counts each segment's
written bytes and bounds, and each partition's extent is the sum of the
segments inside it. Every partition keeps its own declaration, extent
and limitations. The pass checks the reader's open state before each
chunk, as the per-partition scan did.

A test declares 60 partitions over one MiB, 40 over all of it and 20
over its first half, and checks each partition's extent and the
overlap limitations. The reader reads 1,113,256 bytes of the
1,114,112-byte dump; one scan per partition read 52,493,480.

* test(artifacts): fail the ESP lanes on failed commands and refusals

`otatool` turned a nonzero exit into returned text, which its callers
discarded, and `inspect()` returned `{ refused }`, which the flash lane
never checked. A failed command then surfaced later as a slot
assertion, an output-parser error or a TypeError, hiding its cause.

Commands the lanes need to succeed now reject with the output they
exited with: `otatool` and `inspect()` do so through a shared
`failedCommand`. An expected refusal is opt-in: `refusal()` returns
REA's output and fails the lane when REA opens the file. The ESP image
lane's two ESP8266 cases use it.

Checked by calling `otatool` on a file without a table, `inspect()` on a
file REA refuses and `refusal()` on a file REA opens; each rejects with
its cause.

* fix(artifacts): require a partition entry in an ESP partition table

The decoder counted the slot, not the partitions, so a lone MD5 entry
over the empty prefix, followed by the terminator, decoded as a table
with no partitions. Default and caller-selected detection then accepted
that empty layout, although the guide requires one partition.

A table now needs one partition entry before its terminator. An MD5
entry alone is refused as `entry 1 at 0x20 ends the table before any
partition entry`. The cases cover the decoder and both automatic and
caller-selected location.

* fix(artifacts): decode an image shared by ESP app partitions once

Each app partition got its own decode, so app partitions declared over
the same bytes decoded and hashed the same image again and again, the
same pattern the written-bytes scan had. With 60 app partitions over
one 960 KiB image the reader read 64,029,736 bytes of a 1,114,112-byte
dump.

Regions with the same file range now share one decode; each keeps its
own copy of the facts. Partitions with different ranges still decode
separately, because truncation can change the facts: at most one decode
per partition the table holds, each within its partition.

A test declares 60 app partitions over one image, 40 holding all of it
and 20 cutting it short, and expects three decodes: the bootloader, the
whole image and the cut one. The 60-partition dump now reads
2,161,864 bytes, as a dump with one app partition does.
2026-10-31 15:24:32 +08:00

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Markdown

# ESP flash images
REA reads a dump of an ESP32-family SPI flash, such as the output of
`esptool read-flash 0 ALL dump.bin` or `esptool merge-bin`, through
`inspect_artifact` and `extract_artifact`. The reader is static: no device,
esptool or ESP-IDF is needed, and no code is run.
The container format is `esp-flash-image`. Entries are the bootloader region,
the partition table sector and one file per partition. The bootloader and
each app partition are also decoded as [ESP images](esp-image.md), so their
headers, segments, integrity and descriptors appear in the root
`format_metadata`. Layout facts are cited to ESP-IDF v6.1
(`esp_flash_partitions.h`, `flash_partitions.c`, `gen_esp32part.py`,
`bootloader_common_loader.c`, `bootloader_utility.c` and each chip's
`esp_rom_caps.h`).
## Recognition
A file is a flash image when REA finds a partition table in the entry
structure ESP-IDF's bootloader verifies (`esp_partition_table_verify`):
32-byte `0x50AA` entries, at most one `0xEBEB` MD5 entry over the entries
before it, and a terminating entry within `0xC00` bytes. ESP-IDF accepts a
table with no partition entries, but REA requires one, so that neither
erased flash nor a lone MD5 entry is read as a table. A table whose MD5 does not match, or that has a second MD5 entry, is
still read, with `md5.status` `invalid` and a limitation, because the
bootloader would refuse it. The table is located in this order:
1. at the caller's `partition_table_offset`, when given; no scan follows;
2. at the default `0x8000`;
3. by scanning every `0x1000`-aligned flash sector for a table whose MD5
verifies. This location is derived, and the inventory says so.
A table never lies inside the located bootloader image, so the default
offset and the scan are tried only after the image's last segment. Without
a caller selection, the scan runs only when an ESP image sits at a ROM
bootloader offset, and a single app or bootloader image ends at its last
segment, so neither ordinary files nor single images are scanned. A C3 or
S3 dump begins with its bootloader, so flash layouts are detected before a
file is read as one ESP image.
Unless the caller names the table with `partition_table_offset`, REA
refuses two kinds of dump before looking for a table:
- an image of a known chip at another chip's ROM offset, such as an ESP32
bootloader at the start of a dump read from `0x1000`. The dump's origin
is not the flash address REA assumed, given or default, and a table found
there would place every partition at the wrong file offset; pass the
`flash_offset` where the dump starts. When a partition table sits where
the image's own ROM offset puts `0x8000`, after the image's segments, the
refusal names that offset.
Without a selected format such a dump opens as its bootloader image, whose
[ESP image](esp-image.md) facts say how to reopen it.
- an ESP8266 image at a ROM offset. ESP8266 dumps can hold the same table
format, and they keep the [ESP image](esp-image.md) reader's ESP8266
refusal.
When no table is found the layout is not recognized. This is an unknown
outcome, not a malformed file: flash encryption, which encrypts the
bootloader and the table, is one cause. When a table is found without a
located bootloader and `flash_offset` is omitted, a limitation says that
each partition's file offset assumes the dump starts at flash `0x0`.
## Caller inputs
| Input | Meaning |
| ------------------------- | ----------------------------------------------------------------------------- |
| `format: esp-flash-image` | Read the file as a flash dump; with no table found, refuse it |
| `flash_offset` | Flash address (`0x…`) of the dump's first byte; default 0 |
| `partition_table_offset` | Flash address (`0x…`, a multiple of `0x1000`) of the table; disables the scan |
MCP takes these on `open_binary`; the CLI takes `--target-format
esp-flash-image`, `--flash-offset` and `--partition-table-offset` on
`inspect-artifact` and `extract-artifact`. The offsets require the format, and
the format takes no `architecture` or `entry_point`. The inputs are part of
the target's identity, so reopening the same bytes with other inputs reads
them again instead of reusing the earlier reading. The `open_binary` summary
reports them as `flash_offset` and `partition_table_offset`, null when
omitted.
## Layout facts
The root `format_metadata` (`esp-flash-image`) records:
- `flash_offset`: its `value` and whether the `caller` gave it or it is the
`default`;
- `chip`: from the bootloader's `chip_id`, or null without a located
bootloader;
- `bootloader`: the region from the chip's ROM bootloader offset to the
table, with its ESP image facts;
- `partition_table`: its flash address, the `method` that found it
(`default`, `caller` or `scan`), the partition count and the MD5 `status`
(`valid`, `invalid` or `absent`) with the stored and computed digests;
- `apps`: ESP image facts for each app partition the dump holds; app
partitions declared over the same bytes share one decode;
- `otadata`: the otadata partition's records, or null without one;
- `boot_selection`: the app the bootloader would select, for every table;
- `partitions_outside_dump`: declared partitions that begin before the
dump's first byte, which have no entry;
- `undescribed`: ranges outside every region, each from a byte that is not
erased flash to the end of its gap.
The ROM loads the bootloader from `ESP_ROM_BOOTLOADER_OFFSET_FLASH`:
`0x1000` for ESP32 and ESP32-S2; `0x0` for ESP32-S3, C2, C3, C6, C61, H2 and
H21; and `0x2000` for ESP32-C5, H4, P4 and S31. A bootloader is located only
where its own `chip_id` says the ROM loads it.
### Partitions
Each partition entry is `partitions/<label>.bin` when the label is a safe
name of up to 16 letters, digits, `.`, `_` and `-` that starts with a
letter, digit or underscore and has at least one letter or underscore, is
not a Windows device name such as `NUL` or `COM1`, alone or before a dot,
and no other label repeats it, ignoring case as some file systems do; it is
`partitions/<index>.bin` otherwise. `source_path` keeps the label, the
table's own name for the partition. Its `format_metadata`
(`esp-flash-partition`) records the table `index`, `label` (null when not
UTF-8), `label_hex` (the label's bytes when it is not UTF-8, else null),
`type`, `subtype`, ESP-IDF's `type_name` and `subtype_name`,
`flash_address`, `size`, the `encrypted` and `readonly` flags and any
`unknown_flags`. The `encrypted` flag says how a device with flash
encryption stores the partition; it does not establish that the dump's
bytes are ciphertext.
Each partition entry also records where the bytes the dump holds are
written, relative to the partition's start: `written_offset`, the first
byte that is not erased flash (`0xFF`), `written_end`, just past the last
such byte, and `written_bytes`, how many bytes are not `0xFF`. A partition
erased throughout has null offsets and `written_bytes` `0`; a partition the
file holds none of has all three null. The range bounds the written
bytes and does not say whether erased flash lies between them; extract the
partition to read them. REA reads the bytes the partitions cover once, so
overlapping partitions share that read however many the table declares.
ESP-IDF 5.3 and later may declare primary `bootloader` and `partition_table`
entries over the bootloader region and the table sector. They are
partitions like any other, whose bytes are also `bootloader.bin` and
`partition-table.bin`, and they are exempt from the rule that partitions
follow the table, as in `gen_esp32part.py`.
Every partition from the dump's first byte on is an entry holding the bytes
the file has. One that the file holds only in part, as when an `esptool
merge-bin` dump ends inside its last partition, has an entry limitation that
gives the size the table declares; one that lies past the end of the file is
an entry with no bytes and a limitation, and has no image facts. A partition
that begins before the dump's first byte has no entry and is listed in
`partitions_outside_dump`. One unreadable partition does not hide the
others: partitions outside the dump or overlapping another are each reported
while the rest stay readable.
### App partitions and the bootloader
Each app partition and the bootloader region carry their entry's `path`
and ESP image `facts`:
`status` is `esp-image`, `erased` (the image header bytes are erased flash,
as in an empty OTA slot) or `unrecognized` (ciphertext or other data). For an
image they hold the [ESP image](esp-image.md) root facts, `segments`,
`signature_blocks`, `coverage` and `limitations`, with offsets relative to
the region. Extract a partition and inspect it as an ESP image for its
segments as entries.
The summary view (`inspect_artifact` with `detail: "summary"`, or the
inventory summary of `inspect_analysis_view`) reports the root facts under
their own kind, `esp-flash-image-summary`, and gives each of these images a
`summary` instead of its `facts`: `status`, `chip`, `entry_addr`,
`segment_count`, `load_ranges` (the load address, declared length and
classification of each segment that is mapped, loaded or unclassified),
`signature_block_count`, the `descriptor` kind with the fields that tell
builds apart (an app's `project_name`, `version`, `idf_ver`,
`secure_version` and `app_elf_sha256`; a bootloader's `version`, `idf_ver`
and `secure_version`), the `checksum` and `appended_sha256` statuses,
`coverage` and `limitations`. The default complete detail keeps the full
facts, every segment included, and the summary's `inventory_evidence_ids`
name the Evidence that holds them.
`erased` is the bootloader's view: with no image header at the start of the
slot, it finds no app there. An erased slot can still hold data further in,
even a complete app image. When it does, its entry's `written_offset` and
`written_end` say where, and a limitation says that the slot holds bytes the
bootloader does not read; REA does not look for images in them.
### OTA data
The otadata partition holds two `esp_ota_select_entry_t` records, one at the
start of each 4 KiB sector. Like the bootloader, REA reads the last otadata
partition the table declares, and the last factory app and OTA app of each
subtype; a limitation names any repeated declaration. REA reports each
record the partition and the dump hold: its `ota_seq`, `seq_label`,
`ota_state` and its name, `crc`, whether the CRC matches (CRC-32 of
`ota_seq` seeded with `0xFFFFFFFF`) and whether the bootloader would treat
it as valid.
### Boot selection
`boot_selection` is present for every table. It is derived as
`bootloader_utility_get_selected_boot_partition` does without app rollback
or anti-rollback, and `basis` names its branch:
- `otadata`: the valid record with the higher `ota_seq` (record 0 on a tie)
selects slot `(ota_seq - 1) % ota_app_count`, indexed by OTA subtype;
- `factory-fallback`: no record is usable, or the table has no OTA app, and
a factory app is declared; or records are set but none is valid, as after
a CRC mismatch, which selects the factory index whether or not a factory
app is declared;
- `ota_0-fallback`: no record is usable, or the table has no OTA app, and no
factory app is declared, so the bootloader selects boot index 0;
- `no-otadata`: the table declares no otadata partition, or one at offset 0,
which the bootloader takes for none, so it selects the factory index, as in
the common factory-only layout;
- `none`: the bootloader rejects the table, for an MD5 mismatch or a second
MD5 entry, or cannot read an otadata partition smaller than two 4 KiB
sectors, and resets without selecting an app;
- `unknown`: the dump lacks an otadata record the bootloader reads.
Without an OTA app the records do not matter, so a dump that lacks them
still selects a fallback. REA does not compare the partitions with the
flash size in the bootloader header, which the bootloader also checks.
`active_record` and `slot` are set for `otadata` and `slot` for
`ota_0-fallback`. `partition_index` is null when the table declares no
partition for the selected slot or fallback; the bootloader then tries the
other apps. `assumptions` list what the derivation leaves out: records used
as written (for the branches that read them), anti-rollback, load fallback,
and factory-reset and test-app GPIO holds and a wake from deep sleep; they
are empty for `none` and `unknown`. `running_partition` is always
`unknown`: at boot the bootloader may first mark a pending-verify record
aborted, check the app's secure version against eFuse, and fall back to
another partition when an app fails to load.
## Coverage and extraction
Erased flash (`0xFF`) between regions is described. In a gap between
regions, the first byte that is not erased starts an `undescribed` range to
the end of the gap, and makes coverage `unknown`; the rest of that range is
not examined. Coverage is also `unknown` when no bootloader is located, or
when a declared partition begins before the dump's first byte, since it has
no entry. A partition cut short or left out by the end of the file does not
make it `unknown`: its entry holds the bytes the file has, none for one past
the end, and its limitation says what the file lacks. Coverage describes the
inventory of the file, not the observation of every declared flash byte.
So artifact comparison classifies every partition entry of two dumps. Where
both lack the same bytes, as two `merge-bin` dumps of the same layout do,
the entries are equal; a dump against a longer one reports each partition
it cuts short or lacks as `changed`, and that entry's limitation says the
file did not hold the bytes.
`extract_artifact` writes every entry as an ordinary file, `nvs_keys`
partitions included. On a device without flash encryption an `nvs_keys`
partition holds the NVS encryption keys in plain text, and a dump of it
contains them. REA decrypts nothing, recovers no keys and does not interpret
NVS.
## Comparison
Artifact comparison uses each partition's `label`, `label_hex`, `type`,
`subtype`, `flash_address`, `size` and flags as its declaration, so a
partition that moves, changes type or flags, or is renamed with unchanged
bytes is `changed` in `metadata`. Partitions pair by path. The root facts
are not compared as a declaration: they derive from the dump's bytes, which
content comparison covers, and from the caller's `flash_offset` and
`partition_table_offset`, which are part of the target's identity and
decide each partition's byte range.
## Limits
- A flash dump inside another container, such as a ZIP, is classified from
its first bytes and so reads as an ESP image, not as a flash layout; extract
it first.
- ESP8266 dumps are refused; Secure Boot v1 bootloader digests and
flash-encrypted layouts are not read.
- Partitions are not checked against the flash chip size, which the
bootloader also verifies.
- NVS, FAT, SPIFFS and other data partitions are extracted, not decoded.
- An image nested in a partition is decoded for its facts; its segments are
not inventory entries.
## Verification
Synthetic fixtures with computed MD5s and CRCs, and one CRC otatool wrote,
cover the table rules, every way the table is located, the scan's chunk and
sector edges, the misplaced-origin guard with the origin omitted or given,
the ESP8266 refusal, the `0x0`, `0x1000` and `0x2000` ROM bootloader
offsets, single images that are not scanned, overlaps, primary entries,
truncation and partitions outside the dump, index names for unsafe labels,
repeated declarations, the otadata states and records, and each branch of
the bootloader's selection. CLI and stdio MCP tests exercise the inputs and
their identity and extraction. MCP `compare_artifacts` tests compare
partition declarations, labels that are not UTF-8 included, two dumps that
end inside their last partition, and such a dump against a full one.
The optional real lane builds its dumps with esptool and ESP-IDF's own tools:
```sh
REA_RISCV_CLANG=/path/to/clang REA_RISCV_LLD=/path/to/ld.lld \
REA_ESPTOOL_PYTHON=/path/to/python-with-esptool \
REA_ESP_IDF_PATH=/path/to/esp-idf \
npm run verify:esp-flash
```
It converts the conformance ELFs with esptool, builds a default, a
relocated and a primary-entry partition table with `gen_esp32part.py`,
assembles dumps with `esptool merge-bin`, one of them written from flash
`0x1000` with `--target-offset`, and writes OTA records with `otatool`
through `tests/conformance/esp/flash_file_tool.py`. That script replaces
parttool's esptool calls with reads and writes of the dump file, so
otatool's own OTA logic runs unchanged. The lane then checks:
- the bootloader and app facts against `esptool image-info`;
- every partition against `gen_esp32part.py`'s decoding of the table REA
extracted;
- both OTA records against `otatool read_otadata` after switching to slot 0,
then to slot 1, then erasing the otadata, and the derived selection after
each: slot 0, slot 1, then the factory fallback;
- that each extracted file is the dump's bytes at its range and that the
source is unchanged;
- a table with the primary `bootloader` and `partition_table` entries that
`--primary-bootloader-offset` fills, read with complete coverage and no
overlap or misplacement limitation; it has no otadata, so its boot
selection is `no-otadata` with the factory app;
- the relocated table, found by scanning and named with
`partition_table_offset`, and the dump written from `0x1000`, read with
`flash_offset` and, without it, left an ESP image whose `flash_dump`
names `flash_offset` `0x1000`;
- an app with a flipped byte beside valid partitions, and a truncated dump,
read with complete coverage and its missing partitions as entries with no
bytes.
The lane ran on macOS arm64 with Node 24.22.1, Homebrew Clang and LLD 21.1.8
and ESP-IDF v5.5.2's `gen_esp32part.py`, `otatool.py` and `parttool.py`,
once with esptool v5.6.0 and once with 4.12.0. Its `gen_esp32part.py` is
identical to v6.1's, and its otatool and parttool differ only in import style
and esptool command spelling. All checks passed in both runs. With v5.6.0 and
the build already cached, the run took 24.1 s elapsed, 16.9 s user CPU and
6.3 s system CPU under `/usr/bin/time -l`; the largest single process peaked
at a 278 MiB resident set, and the combined peak of all processes was not
measured.
The lane does not establish:
- dumps read from a device: its dumps come from `merge-bin`;
- chips other than ESP32-C3 and ESP32;
- `ota_state` and record validity, which `read_otadata` does not print, or
OTA states the bootloader writes itself, app rollback or anti-rollback;
- selection with gaps or repeated OTA subtypes, which otatool does not
write;
- flash-encrypted dumps, which are not recognized by design.
It does not run in CI.